The NASAA Statement of Policy on Dishonest or Unethical Business Practices of Broker-Dealers and Agents includes prohibitions against certain practices designed to manipulate market prices of securities. An activity that would fall within the spectrum of the prohibitions would be A) front running B) wash trades C) guaranteeing customers against loss D) churning customer accounts

Answers

Answer 1

Answer:

B) wash trades

Explanation:

In the case when the wash trades are performed so it consists the simultaneous or near-simultaneous i.e. selling and the repurchase of the similar security for the motive of producing the trading activity due to which price rise. This is the form of how the market manipulates. The other options i.e. given in the question is not considered the market manipulation

Therefore the option B is correct


Related Questions

What is the best definition of technology?

Technology is replacing human workers with mechanical or electronic devices.
Technology is applying scientific knowledge to find answers and fix problems.
Technology is using fewer resources to manufacture goods more efficiently.
Technology is hiring workers from all over the world to manufacture goods.

Answers

Answer:

technology is applying scientific knowledge to find answers and fix problems.

Explanation:

thats what i think. sorry if its wrong

Answer:

EDG: A-Technology is applying scientific knowledge to find answers and fix problems.

Explanation:

Aw sh~ here we go again.....

Answers

Answer:

Explanation: Yessssss..

What is one of the reasons why an advertiser should consider using Performance Planner on a monthly basis?

Answers

The reason should be Auctions fluctuate all the time

Performance Planner:Performance Planner refers to a tool that lets you develop the plans for the advertising spend. And measured how changes to campaigns may effect key metrics and overall performance.So here the reason should be of auctions.

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the act of an insurance company publishing misleading information about its policy provisions is called

Answers

Answer:

The right response is "False advertising". A further explanation is given below.

Explanation:

False advertising refers to just about every documented argument but rather television advertising which always benefits customers an inaccurate view as well as believing of the prospective customer. Regrettably, several other organizations have decided to appreciate the value of having appeared to receive just one substantial discount and perhaps another opportunity to encourage people to purchase, with really no intention of agreeing.

is capital the amount of sales a business has? true or false?

Answers

Answer:

false

Explanation:

Capital refers to the resources or wealth used to start and maintain a business. It includes money and assets a business uses to produces other goods or offer services to its customers. Capital represents the owners' contribution to the business.

For an ongoing business, capital is calculated by subtracting liabilities from the assets. i.e., capital is equal to assets minus liabilities. Profits increase capital while losses decrease it.

Sales refer to money generated through a firm's trading activities. It is the money received from customers for goods sold or services rendered. Sales are often referred to as revenues.

yall ready for snow starting december 16

Answers

Answer:

It never snows here :(((

Answer:

I live in Georgia and it never snows over here :(

Explanation:

I have an uncle who already got snow in Boston


What difference would it make to the economy if there were no money? What commodities might serve as
money instead? Provide reasons for your answer.

Answers

Answer:

First of all, I am saying that some of the companies will loose all of their workers, because their bosses won't have enough money.

The major difference that it would make to the economy is there will be no inflation if there were no money.

What do you mean by money?

Money refers to the medium of exchange that makes transactions easier to conduct.

Inflation can be caused when there is an increase in the money supply in the economy than the economy's ability to produce goods and services. If the production of goods and services remains unchanged but the money supply increases, the economy will face inflation.

Therefore, if there were no money, there will be no inflation in the economy.

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This table shows the descriptions of careers of three individuals.

Individual



Career Descriptions



Derek



Drives a mobile running store in a van that sells racing gear to runners at running events, such as marathons



Taylor



Stands by the entrance and exit of a retail shoe store and collects money for the merchandise that customers are buying



Rashida



Oversees that the aquariums for a fish tank store are made, stored, and transported according to schedule





Which best describes the career each individual has?

Derek is a Driver/Sales Worker, Taylor is a Customer Service Representative, and Rashida is a Supply Chain Manager.
Derek is an Entrepreneur, Taylor is a Cashier, and Rashida is a Survey Researcher.
Derek is an Entrepreneur, Taylor is a Customer Service Representative, and Rashida is a Survey Researcher.
Derek is a Driver/Sales Worker, Taylor is a Cashier, and Rashida is a Supply Chain Manager.

Answers

Answer:

Derek is a Driver/Sales Worker, Taylor is a Cashier, and Rashida is a Supply Chain Manager.

Explanation:

Derek's core mandate is to sell racing gear. The vans act as his store. Dereck can be best described as a salesperson or a sales worker. Because he drivers his van around, he is a driver/sales worker.

Taylor is assigned the role of collecting money from customers who buy merchandise. He has to ensure every customer pays the collect amount and is given the right change if there is a need. The functions of Taylor are those of a cashier.

Rashida supervises the making and delivery of aquariums fish tanks. He controls and directs the actions of others to ensure objectives are met. Rashida is a supply chain manager as this role revolves around ensuring customer orders are delivered on time.

Seller Mary is currently under an exclusive buyer agency agreement with Broker Sam. She meets Broker Adam at a soccer game and they discuss real estate trends. What action can Adam take, if any, when Mary contacts him and asks Adam to help her find a home

Answers

Answer:

just ask  your teacher, thats what they are there for

Explanation:

HELP!

In an official meeting the leader does NOT require a MOTION or SECOND to make a decision on behalf of the group.

True
False

Answers

Answer:

False.

Explanation:

• Nominations do not need a second

• Closing nominations requires 2/3 vote. To reopen requires a majority vote. Parliamentary Rules for a Committee The formality necessary in a large group would hinder business in the smaller group. Therefore, in a committee:

• Members are not required to obtain the floor before making motions or speaking.

Answer:

TRUEE

Explanation:

Loss of value due to a property's features or appearance going out of style or being replaced by a more appealing, effective version is called:

Answers

Answer:

Functional obsolescence

Explanation:

In simple words, Functional obsolescence can be understood as the drop in the functionality or attractiveness of an entity owing to an obsolete design component which can not be quickly adjusted. Depending on sector, the use of the word varies.

The measure is the discrepancy among the replacement expense within and against the treatable object as of the point of measurement with respect to a practical obsolescence loss that prevents anything.

20 POINTS SEND HELP PLEASE
One way to overcome generational distinctions is to ______.
a.
Acknowledge that men and women can do tasks equally well
b.
Tolerate ideas that come from different cultures
c.
Listen carefully for ideas everyone can agree on
d.
Favor the habits of one generation over another


Please select the best answer from the choices provided

A
B
C
D

Answers

Answer:

c.

Listen carefully for ideas everyone can agree on

Explanation:

Generational distinction or gap occurs when there are differences in opinions, values, and beliefs between various generations in the society.

When generational gaps occur one generation's opinions and beliefs are favoured above others.

To reduce the generational gap that occurs in society, ideas need to be accepted on their own basis and objectively as far as its benefits can be proven.

It should not matter which generation brings up the idea. Rather it is important to listen carefully for ideas everyone can agree on

Your answers gonna be C.

edg 2021

27 POINTS HELP ASAP ILL GIVE A CROWN FOR MOST HELPFUL ANSWER

A common advantage of a promotion is that ______.
a.
You will have longer hours
b.
Your relationships with your peers will change
c.
You will receive better pay
d.
You may have to learn to do new tasks


Please select the best answer from the choices provided

A
B
C
D

Answers

Answer:

c

Explanation:

pleaseeeeeeee helpppp;((((

Answers

For title bar it is “across the page,name of open” hope this helps you out :D

This résumé format focuses on an applicant’s work experience and education:
A.Chronological

b.Functional

c.Skills

d.Electronic
WILL MARK BRAINLIEST!!

Answers

Answer:

A

Explanation:

This format for a resume places a chronological emphasis on the applicant's education and employment history. As a result, choice (A) is appropriate.

What is resume?

A curriculum vitae (CV), often known as a résumé or resume, is a document that a person creates and uses to highlight their educational history, professional experience, and accomplishments. Although there are several uses for resumes, the most common one is finding new work.

An "summary" of relevant work experience and education can be included on most resumes. The résumé is normally one of the first things a potential employer sees about a job seeker and is used to screen applications; this is frequently followed by an interview. Other materials that may be seen by a potential employer include a cover letter and occasionally an application for employment.

In place of a resume, biodata is frequently utilized in South Asian nations including India, Pakistan, and Bangladesh.

Hence, option (A) is accurate.

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An emergency fund should NOT be used for… repairing your laptop that you use for homework. a sudden health issue that needs care. a last minute school trip. fixing a blown tire on your car that you use to get to work.

Answers

An emergency fund should NOT be used for a last minute school trip.  Option 3

What should the emergency fund  be used for?

An emergency fund is typically intended to cover unexpected and urgent expenses that could not have been anticipated or budgeted for in advance. It is important to use your emergency fund wisely and not to deplete it for non-essential expenses.

Based on that, it is generally not recommended to use your emergency fund for a last-minute school trip or repairing your laptop that you use for homework, as these expenses are not urgent or unexpected.

On the other hand, using your emergency fund to cover a sudden health issue that requires care or fixing a blown tire on your car that you use to get to work can be considered legitimate uses of the fund, as they are unforeseen and necessary expenses.

It is important to have a clear understanding of what constitutes an emergency and to use your emergency fund accordingly to ensure that it remains available to cover truly urgent and unforeseen expenses.

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Answer:

C. a last minute school trip

Explanation:


Explain why we cannot calculate a country's Gross National Income (GNI) simply by adding up the output of all
businesses in the country. Give appropriate reasons for your answers.

Answers

Answer: See explanation

Explanation:

Gross national income (GNI), is simply refered to as the amount of money that the people and businesses of a particular country earns for the year. It is calculated as the addition of the gross domestic product (GDP) of w country plus the net income from abroad.

We cannot calculate a country's Gross National Income (GNI) simply by adding up the output of all businesses in the country because it will not take into consideration what other citizens of the country that are in other country does and this ultimately will result in a wrongful value of the GNI gotten.

The stage in the product life cycle when a successful product first becomes profitable is known as the _____ stage.

Answers

Answer:

growth stage

Explanation:

Betty is assessing the effectiveness of her firm's marketing communications. She knows the ultimate goal is to

Answers

Answer:

drive the receiver to action.

Explanation:

Using the AIDA model of assessing the effectiveness of the marketing, the ultimate goal of any marketer is to drive the receiver to action.

AIDA is acronym for Attention, Interest, Desire, and Action.

The last step in marketing and advertising is to lead the receiver to action, action of buying the product or service. Any marketer campaigning an advertisment for his/her product keeps a goal of driving the customers in buying the product.

So, in the given scenario also, Betty's ultimate goal will be to drive receiver to action.

The table shows a point-based grading system.

A 3 column table with 12 rows. Column 1 is labeled Letter grade with entries A plus, A, A minus, B plus, B, B minus, C plus, C, C minus, D plus, D, E/F. Column 2 is labeled Percent grade with entries 97 to 100, 93 to 96, 90 to 92, 87 to 89, 83 to 86, 80 to 82, 77 to 79, 73 to 76, 70 to 72, 67 to 69, 65 to 66, below 65. Column 3 is labeled 4.0 Scale with entries 4, 4, 3.7, 3.3, 3, 2.7, 2.3, 2, 1.7, 1.3, 1, 0.

Jennifer wants to figure out her grade point average for this semester. She received a B in English, a C- in math, and an A in social studies.

Based on the table, what is Jennifer’s GPA?

1.9
2.9
3.0
4.0

Answers

Answer:

ITS 2.9

Explanation:

i did the test

Answer:

its A, 2.9

Explanation:

________ offer a limited assortment of general merchandise at very low prices and are often found in lower-rent locations.

Answers

Answer:

D. Extreme Value Retailers

Explanation:

I majored in Business

a small network is bigger than a large network.​

Answers

Answer:

false

Explanation:

From a business standpoint, I can say that this statement is false. A larger network is bigger and more efficient because it generates more leads and opens more opportunities. By having a larger network you connect with individual's who are know others that may not be in your network and may be strategically positioned to provide you with information, help or even opportunities that you would not have had if your network was small.

Which of the following choices is not a step that can reduce your spending?
a.
eating at home, rather than dining out
b. using budgeted cash only
c. forgoing premium cable TV channels
d. purchasing reduced fat lattes during the week

Answers

the answer is d) purchasing reduced fat lattes during the week

Out of the given options, you won't reduce your spending by d. purchasing reduced fat lattes during the week.

How can we reduce spending?

The best way to reduce spending is by spending less on things that we don't need or that we can do without.

In this case, spending on fat lattes won't be a way to reduce spending because they aren't very significant.

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who are the guys want to be singer .plzzzzzzgive me some comment.

Answers

Answer:

anyone with a good voice and looks can be a singer

I think only certain people can sing if they train enough and commit to being the best they can be

which of the following describes the free enterprise system the untied states

Answers

Answer:

The free enterprise system of the United States is best described with the following statement: It is a mixed economy with limited government intervention and a great deal of economic freedom.

Select the correct answer.

Ling is pondering how to answer the common interview question, “Do you have any questions about the company?”
What response demonstrates that Ling has done her research?

A. How much vacation time would I be entitled to each year?
B. What is the company's typical employee turnover rate?
C. How does the company conduct performance appraisals?
D. Do you plan to expand into new product segments in the future?

Answers

Answer:

what is the company typical employee turnover rate?

A two digit number is such that, the sum of its digit is 13. When the digits are interchanged, the original number is increased by 9. Find the original number. ​

Answers

Answer is 67.

As, 6+ 7

= 13

Also, when 67 is interchanged(76), the original no. is increased by 9.

The total of all planned real expenditures in the economy is A. aggregate demand. B. aggregate consumption. C. aggregate GDP. D. aggregate spending.

Answers

Answer:

b its b

Explanation:

If you wanted to make sure a company has enough money available to pay its bills, which financial statement would
be most helpful?
A Balance sheet
В. Income statement
С. Statement of owners' equity
D. Cash flow statement

Answers

Answer:

A Balance sheet

Explanation:

A balance sheet communicates the financial status of a business. It lists all the assets of the business on one side. On the side, it details the current assets, long-term assets, current liabilities, long-term liabilities, and equity.

Debts are liabilities to the company. Usually, a business uses its assets to pay its liabilities. If a company has a higher ratio of current assets to current liabilities, it means it is in a healthy state and can pay its debts as they become due.

D. Cash flow statement

edg2021

jonathan's company has been operating under restrictions placed by the state government. His company now has to issue public statements
regarding the safety of its products. It has also been required to recall all its current products. The government on its own, has also introduced
new taxes that would affect all businesses in the state where Philip's company operates. What kind of controls has the government used to
regulate Jonathan's company and to regulate businesses in the state?

Answers

Answer: direct and indirect

Explanation:

Right on Plato

Answer:

Direct & Indirect

Explanation:

The government has used direct controls to regulate Jonathan’s company and indirect controls to regulate businesses in the state.

Correct on Edmentum

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