An investment adviser representative may share in the profits and losses of a customer's account A) under no conditions B) provided a written contract is executed between the investment adviser and the client C) if the investment adviser representative deducts the advisory fee charged the customer from any profits earned D) as long as both the customer and the representative's employer give written consent

Answers

Answer 1

Answer: under no condition

Explanation:

An Investment Advisory Representative (IAR) are the individuals that are authorized and licensed who give investment advices to investment companies. They typically work as a financial advisor.

It should be noted that an investment adviser representative may share in the profits and losses of a customer's account under no conditions. They cannot share in the appreciation of capital.

Therefore, the correct option is A.


Related Questions

27 POINTS HELP ASAP ILL GIVE A CROWN FOR MOST HELPFUL ANSWER

A common advantage of a promotion is that ______.
a.
You will have longer hours
b.
Your relationships with your peers will change
c.
You will receive better pay
d.
You may have to learn to do new tasks


Please select the best answer from the choices provided

A
B
C
D

Answers

Answer:

c

Explanation:

Select the correct answer.

Ling is pondering how to answer the common interview question, “Do you have any questions about the company?”
What response demonstrates that Ling has done her research?

A. How much vacation time would I be entitled to each year?
B. What is the company's typical employee turnover rate?
C. How does the company conduct performance appraisals?
D. Do you plan to expand into new product segments in the future?

Answers

Answer:

what is the company typical employee turnover rate?

Which is an example of capital gains tax?


10% tax on gambling winnings

9% tax on all sales

15% tax on profits from stock sales

30¢ tax per gallon of gasoline

Answers

D Is the correct answer

Answer:

D- 30¢ tax per gallon of gasoline

ANSWER PLS
3. Would you rather fund your company using mostily debt funding, or mostly equity
funding? Why? (1-5 sentences. 3.0 points)

Answers

Answer:

see below

Explanation:

Equity financing involves selling shares to investors. The entrepreneurs surrender part ownership to third parties. It means profits have to be shared, and there have to consultations in every major decision.

Debt financing involves borrowing from lenders. It has a big advantage in that the entrepreneur maintains full control of the business. They do not have to share profits with other people or risk being kicked out of the business. However, debts have to be paid. The monthly repayment for several years can have hamper progress. It reduces profits, making a business seem less valuable.

A business should balance between equity and debt financing. As much as possible, equity financing should have a bigger proposition of capital to be profitable and increase in worth.

who are the guys want to be singer .plzzzzzzgive me some comment.

Answers

Answer:

anyone with a good voice and looks can be a singer

I think only certain people can sing if they train enough and commit to being the best they can be

Mary works for a small computer software company. Her boss is constantly improving the company's products but neglects customers, billing, and promoting the company. Her boss is probably stuck in the

Answers

Answer:

A) production-oriented

Explanation:

Since in the question it is mentioned that Marry who works for a small computer software based company. Her boss is improving the products of the company in a constant way but at the same time he avoided the customers, billing and the company promotion

So here the boss is stuck in the production oriented as he full focused on improving the products so that he could produce the high quality products by applying the innovation

Therefore the correct option is A.

what do you mean by raw materials?why are they important to operator business? Explain briefly​

Answers

Answer:

Raw materials are materials or substances used in the primary production or manufacturing of goods.

Explination:Raw materials are commodities that are bought and sold on commodities exchange worldwide.

I hope this will help you/helpful for you.


Explain why we cannot calculate a country's Gross National Income (GNI) simply by adding up the output of all
businesses in the country. Give appropriate reasons for your answers.

Answers

Answer: See explanation

Explanation:

Gross national income (GNI), is simply refered to as the amount of money that the people and businesses of a particular country earns for the year. It is calculated as the addition of the gross domestic product (GDP) of w country plus the net income from abroad.

We cannot calculate a country's Gross National Income (GNI) simply by adding up the output of all businesses in the country because it will not take into consideration what other citizens of the country that are in other country does and this ultimately will result in a wrongful value of the GNI gotten.

pleaseeeeeeee helpppp;((((

Answers

For title bar it is “across the page,name of open” hope this helps you out :D

Directions, Based on the wormation given in the following problem, compute the gross pay.
Hours worked: 51
Overtime hours worked: 11
Regular rate of pay $7.35 per hour
Round your answers to two decimal places,

Answers

Answer: $374.85? Little confused why you would move two decimal places?

Explanation:

What is a company doing if it requires customers to buy multiple products from that company to obtain the one product that the customer truly wants?

practicing predatory pricing

engaging in nonprice competition

working around antitrust laws to gain control over the market

using deregulation

Answers

Answer:

The company is trying to work around antitrust laws in order to be at the top of the market.lanation:

Answer:

engaging in nonprice competition

Explanation:

if im wrong comment

SEND HELP 90 POINTS AND A CROWN

A(n) _____ is a consumer report that employers use to screen potential employees and check their credit, history, and legal status.
a.
background check
b.
computerized pre-employment test
c.
gatekeeper
d.
screening interview


Please select the best answer from the choices provided

A
B
C
D

Answers

Answer:

a. background check

Explanation:

thats what they do when they're looking into your history

Answer:

Background check

Explanation:

This is a background check because a background check is used to check someone's credit, history, legal status, and criminal records.

________ offer a limited assortment of general merchandise at very low prices and are often found in lower-rent locations.

Answers

Answer:

D. Extreme Value Retailers

Explanation:

I majored in Business

Martha works as a senior manager in a bank. The bank has hired 20 new employees. Martha has spent a week defining the roles and responsibilities of each of the new employees. Which crucial management function has Martha performed to increase the bank’s productivity in the future?

Answers

Answer:

Leading

Explanation:

Managers have four main functions that include Planning, organizing, leading, and controlling.  Martha, as a senior manager in the bank, was performing the leading function.

Leading entails influencing employee behavior to achieve organizational objectives. In this function ,managers use interpersonal skills to communicate, inspire, and motivate their teams.

In this scenario, Martha was using directing as a tool of the leading function to influence new employee behavior. She also applied the coaching technique to make the employees understand their roles.

Answer:

B. Controlling

Explanation:

PLATO EDMENTUM GANG


What difference would it make to the economy if there were no money? What commodities might serve as
money instead? Provide reasons for your answer.

Answers

Answer:

First of all, I am saying that some of the companies will loose all of their workers, because their bosses won't have enough money.

The major difference that it would make to the economy is there will be no inflation if there were no money.

What do you mean by money?

Money refers to the medium of exchange that makes transactions easier to conduct.

Inflation can be caused when there is an increase in the money supply in the economy than the economy's ability to produce goods and services. If the production of goods and services remains unchanged but the money supply increases, the economy will face inflation.

Therefore, if there were no money, there will be no inflation in the economy.

Learn more about Money here:

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The table shows a point-based grading system.

A 3 column table with 12 rows. Column 1 is labeled Letter grade with entries A plus, A, A minus, B plus, B, B minus, C plus, C, C minus, D plus, D, E/F. Column 2 is labeled Percent grade with entries 97 to 100, 93 to 96, 90 to 92, 87 to 89, 83 to 86, 80 to 82, 77 to 79, 73 to 76, 70 to 72, 67 to 69, 65 to 66, below 65. Column 3 is labeled 4.0 Scale with entries 4, 4, 3.7, 3.3, 3, 2.7, 2.3, 2, 1.7, 1.3, 1, 0.

Jennifer wants to figure out her grade point average for this semester. She received a B in English, a C- in math, and an A in social studies.

Based on the table, what is Jennifer’s GPA?

1.9
2.9
3.0
4.0

Answers

Answer:

ITS 2.9

Explanation:

i did the test

Answer:

its A, 2.9

Explanation:

What is the best definition of technology?

Technology is replacing human workers with mechanical or electronic devices.
Technology is applying scientific knowledge to find answers and fix problems.
Technology is using fewer resources to manufacture goods more efficiently.
Technology is hiring workers from all over the world to manufacture goods.

Answers

Answer:

technology is applying scientific knowledge to find answers and fix problems.

Explanation:

thats what i think. sorry if its wrong

Answer:

EDG: A-Technology is applying scientific knowledge to find answers and fix problems.

Explanation:

Betty is assessing the effectiveness of her firm's marketing communications. She knows the ultimate goal is to

Answers

Answer:

drive the receiver to action.

Explanation:

Using the AIDA model of assessing the effectiveness of the marketing, the ultimate goal of any marketer is to drive the receiver to action.

AIDA is acronym for Attention, Interest, Desire, and Action.

The last step in marketing and advertising is to lead the receiver to action, action of buying the product or service. Any marketer campaigning an advertisment for his/her product keeps a goal of driving the customers in buying the product.

So, in the given scenario also, Betty's ultimate goal will be to drive receiver to action.

This résumé format focuses on an applicant’s work experience and education:
A.Chronological

b.Functional

c.Skills

d.Electronic
WILL MARK BRAINLIEST!!

Answers

Answer:

A

Explanation:

This format for a resume places a chronological emphasis on the applicant's education and employment history. As a result, choice (A) is appropriate.

What is resume?

A curriculum vitae (CV), often known as a résumé or resume, is a document that a person creates and uses to highlight their educational history, professional experience, and accomplishments. Although there are several uses for resumes, the most common one is finding new work.

An "summary" of relevant work experience and education can be included on most resumes. The résumé is normally one of the first things a potential employer sees about a job seeker and is used to screen applications; this is frequently followed by an interview. Other materials that may be seen by a potential employer include a cover letter and occasionally an application for employment.

In place of a resume, biodata is frequently utilized in South Asian nations including India, Pakistan, and Bangladesh.

Hence, option (A) is accurate.

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What are three factors that affect the cost of homeowner’s insurance?

Answers

Answer:

Concept: Real world Analysis

The place where you live/location: Insurance in California, especially los angeles is far more expensive than say Kansas.The price and cost of reconstruction: The selling price and the assessed asset value play a huge factor in how much you pay because that's how much your "insured" for.The amount of the coverage: Say you want part A, Part B, and Part C and you want to maximize the coverage then your cost skyrockets up because the dwelling coverage could go up to 500,000 but then you would have to pay an extra 100 bucks a month.Rate brainlist

HELP!

In an official meeting the leader does NOT require a MOTION or SECOND to make a decision on behalf of the group.

True
False

Answers

Answer:

False.

Explanation:

• Nominations do not need a second

• Closing nominations requires 2/3 vote. To reopen requires a majority vote. Parliamentary Rules for a Committee The formality necessary in a large group would hinder business in the smaller group. Therefore, in a committee:

• Members are not required to obtain the floor before making motions or speaking.

Answer:

TRUEE

Explanation:

Loss of value due to a property's features or appearance going out of style or being replaced by a more appealing, effective version is called:

Answers

Answer:

Functional obsolescence

Explanation:

In simple words, Functional obsolescence can be understood as the drop in the functionality or attractiveness of an entity owing to an obsolete design component which can not be quickly adjusted. Depending on sector, the use of the word varies.

The measure is the discrepancy among the replacement expense within and against the treatable object as of the point of measurement with respect to a practical obsolescence loss that prevents anything.

One of the reasons why the discounted cash flow method of valuation is useful in assessing the value of fixed income instruments is A) the availability of ratings B) the predictability of income C) the priority of claim on earnings D) the known maturity date

Answers

Answer:

B

i just know im right

yall ready for snow starting december 16

Answers

Answer:

It never snows here :(((

Answer:

I live in Georgia and it never snows over here :(

Explanation:

I have an uncle who already got snow in Boston

Seller Mary is currently under an exclusive buyer agency agreement with Broker Sam. She meets Broker Adam at a soccer game and they discuss real estate trends. What action can Adam take, if any, when Mary contacts him and asks Adam to help her find a home

Answers

Answer:

just ask  your teacher, thats what they are there for

Explanation:

20 POINTS SEND HELP PLEASE
One way to overcome generational distinctions is to ______.
a.
Acknowledge that men and women can do tasks equally well
b.
Tolerate ideas that come from different cultures
c.
Listen carefully for ideas everyone can agree on
d.
Favor the habits of one generation over another


Please select the best answer from the choices provided

A
B
C
D

Answers

Answer:

c.

Listen carefully for ideas everyone can agree on

Explanation:

Generational distinction or gap occurs when there are differences in opinions, values, and beliefs between various generations in the society.

When generational gaps occur one generation's opinions and beliefs are favoured above others.

To reduce the generational gap that occurs in society, ideas need to be accepted on their own basis and objectively as far as its benefits can be proven.

It should not matter which generation brings up the idea. Rather it is important to listen carefully for ideas everyone can agree on

Your answers gonna be C.

edg 2021

which of the following describes the free enterprise system the untied states

Answers

Answer:

The free enterprise system of the United States is best described with the following statement: It is a mixed economy with limited government intervention and a great deal of economic freedom.

What is one of the reasons why an advertiser should consider using Performance Planner on a monthly basis?

Answers

The reason should be Auctions fluctuate all the time

Performance Planner:Performance Planner refers to a tool that lets you develop the plans for the advertising spend. And measured how changes to campaigns may effect key metrics and overall performance.So here the reason should be of auctions.

Learn more about the performance here: https://brainly.com/question/24304453

30 POINTS!! SEND HELP ASAP IM BEING TIMED
Which of the following statements is false?
a. Having a first aid kit in an office is necessary
b. Accidents happen, so it is not necessary to prepare for them
c. Your company does need an emergency action plan
d.OSHA inspects workplaces to look for unsafe conditions


Please select the best answer from the choices provided

A
B
C
D

Answers

Answer:

The answer is obviously B

Answer:

l think the answer is B ..............it's false

The total of all planned real expenditures in the economy is A. aggregate demand. B. aggregate consumption. C. aggregate GDP. D. aggregate spending.

Answers

Answer:

b its b

Explanation:

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